Engagement

Licensing Readiness Review

A structured walkthrough of control evidence fintech applicants need before submitting or renewing payment and electronic payment institution licenses in Taiwan.

Request an estimate How engagements run
Bound regulatory documents stacked beside a fountain pen
Evidence binders are assembled control by control, not as marketing annexes.

Who this engagement serves

Founders and compliance leads preparing first-time electronic payment institution filings, renewals, or material change notifications. The review sits beside your counsel — we test whether the operational evidence matches what the application narrative claims.

Scope notes

We do not write legal submissions. We assemble a control-to-evidence matrix, highlight missing reconciliations or sample logs, and recommend a collection order so your team is not scrambling in the final week. Work is usually remote with one on-site walkthrough if your books and policies live in different offices.

Included

  • Control-to-evidence matrix against the licensing checklist you provide
  • Gap notes with suggested artifact owners
  • One revision pass after management comments

Outside this engagement

  • Drafting the license application itself
  • Representation before the regulator
  • Guarantees of license approval

Delivery

How this audit proceeds

  1. 1

    Checklist alignment

    We align on which licensing regime applies and which control themes must be evidenced.

  2. 2

    Artifact inventory

    Policies, sample logs, and reconciliation packs are inventoried against each theme.

  3. 3

    Gap briefing

    Missing or weak evidence is listed with owners and a suggested collection order.

Ready to scope this engagement?

Share your entity type, settlement volume band, and any licensing deadline. We reply with a written estimate.

Write to the team